-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1kLDcLlh7+YTQexUO8ucc79qNcWxUD62yjjACJZZJbDK8WPbYKYFP5j52zLsj5v 2hVZkpRfh29Izj1c3jpn2A== 0000950005-11-000035.txt : 20110215 0000950005-11-000035.hdr.sgml : 20110215 20110215085710 ACCESSION NUMBER: 0000950005-11-000035 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110215 DATE AS OF CHANGE: 20110215 GROUP MEMBERS: FOUNDATION CAPITAL IV PRINCIPALS FUND, L.L.C. GROUP MEMBERS: FOUNDATION CAPITAL IV, L.P. GROUP MEMBERS: FOUNDATION CAPITAL MANAGEMENT CO. IV, L.L.C. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FOUNDATION CAPITAL IV LP CENTRAL INDEX KEY: 0001143693 IRS NUMBER: 943410034 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 70 WILLOW ROAD STREET 2: SUITE 200 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6506140500 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENERNOC INC CENTRAL INDEX KEY: 0001244937 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 870698303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83637 FILM NUMBER: 11612494 BUSINESS ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617) 224-9900 MAIL ADDRESS: STREET 1: 101 FEDERAL STREET STREET 2: 11TH FLOOR CITY: BOSTON STATE: MA ZIP: 02110 SC 13G/A 1 e10025_sc13ga.htm SCHEDULE 13G/A Schedule 13G - Form - revised to 10/15/97 bulletin


SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 3)*


EnerNOC, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

292764 10 7

(CUSIP Number)

December 31, 2010

(Date of Event Which Requires Filing of This Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


¨

Rule 13d-1(b)

¨

Rule 13d-1(c)

x

Rule 13d-1(d)


* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.


The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




 

CUSIP No. 292764 10 7

13G

Page 2 of 9 Pages

1.

Names of Reporting Persons
Foundation Capital IV, L.P.


2.

Check the Appropriate Box if a Member of a Group (see instructions)


 

 

(a)   o

 

 

(b)  x (1)

 

3.

SEC USE ONLY


4.

Citizenship or Place of Organization

Delaware, United States of America


Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With:

5.

Sole Voting Power

0 shares


6.

Shared Voting Power

1,269,259 shares of Common Stock (2)


7.

Sole Dispositive Power

0 shares


8.

Shared Dispositive Power

1,269,259 shares of Common Stock (2)


9.

Aggregate Amount Beneficially Owned by Each Reporting Person

1,269,259 shares of Common Stock (2)


10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

¨


11.

Percent of Class Represented by Amount in Row 9

5.1% (3)


12.

Type of Reporting Person (see instructions)

PN


(1)

This Amendment No. 3 to the statement on Schedule 13G is filed by Foundation Capital IV, L.P. (“FC4”), Foundation Capital IV Principals Fund, L.L.C. (“FC4P”) and Foundation Capital Management Co. IV, L.L.C. (“FC4M,” together with FC4 and FC4P collectively, the “Reporting Persons”).  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


(2)

Includes (i) 1,252,815 shares held by FC4 and (ii) 16,444 shares held by FC4P.  FC4M serves as the sole general partner of FC4 and serves as the manager of FC4P.  As such, FC4M possesses voting and dispositive power over the shares held by FC4 and FC4P and may be deemed to have indirect beneficial ownership of the shares held by FC4 and FC4P.  FC4M owns no securities of the Issuer directly.  The information with respect to the ownership of the Common Stock by the Reporting Persons filing this Amendment No. 3 to the statement on Schedule 13G is provided as of December 31, 2010.


(3)

This percentage is calculated based upon 24,929,157 shares of the Issuer’s Common Stock outstanding (as of November 4, 2010), as set forth in the Issuer’s most recent filed Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010.




 

CUSIP No. 292764 10 7

13G

Page 3 of 9 Pages

1.

Names of Reporting Persons
Foundation Capital IV Principals Fund, L.L.C.


2.

Check the Appropriate Box if a Member of a Group (see instructions)


 

 

(a)   o

 

 

(b)   x (1)

 

3.

SEC USE ONLY


4.

Citizenship or Place of Organization

Delaware, United States of America


Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With:

5.

Sole Voting Power

0 shares


6.

Shared Voting Power

1,269,259 shares of Common Stock (2)


7.

Sole Dispositive Power

0 shares


8.

Shared Dispositive Power

1,269,259 shares of Common Stock (2)


9.

Aggregate Amount Beneficially Owned by Each Reporting Person

1,269,259 shares of Common Stock (2)


10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

o


11.

Percent of Class Represented by Amount in Row 9

5.1% (3)


12.

Type of Reporting Person (see instructions)

OO


(1)

This Amendment No. 3 to the statement on Schedule 13G is filed by the Reporting Persons.  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


(2)

Includes (i) 1,252,815 shares held by FC4 and (ii) 16,444 shares held by FC4P.  FC4M serves as the sole general partner of FC4 and serves as the manager of FC4P.  As such, FC4M possesses voting and dispositive power over the shares held by FC4 and FC4P and may be deemed to have indirect beneficial ownership of the shares held by FC4 and FC4P.  FC4M owns no securities of the Issuer directly.  The information with respect to the ownership of the Common Stock by the Reporting Persons filing this Amendment No. 3 to the statement on Schedule 13G is provided as of December 31, 2010.


(3)

This percentage is calculated based upon 24,929,157 shares of the Issuer’s Common Stock outstanding (as of November 4, 2010), as set forth in the Issuer’s most recent filed Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010.




 

CUSIP No. 292764 10 7

13G

Page 4 of 9 Pages

1.

Names of Reporting Persons
Foundation Capital Management Co. IV, L.L.C.


2.

Check the Appropriate Box if a Member of a Group (see instructions)


 

 

(a)   o

 

 

(b)   x (1)

 

3.

SEC USE ONLY


4.

Citizenship or Place of Organization

Delaware, United States of America


Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With:

5.

Sole Voting Power

0 shares


6.

Shared Voting Power

1,269,259 shares of Common Stock (2)


7.

Sole Dispositive Power

0 shares


8.

Shared Dispositive Power

1,269,259 shares of Common Stock (2)


9.

Aggregate Amount Beneficially Owned by Each Reporting Person

1,269,259 shares of Common Stock (2)


10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)

o


11.

Percent of Class Represented by Amount in Row 9

5.1% (3)


12.

Type of Reporting Person (see instructions)

OO


(1)

This Amendment No. 3 to the statement on Schedule 13G is filed by the Reporting Persons.  The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.


(2)

Includes (i) 1,252,815 shares held by FC4 and (ii) 16,444 shares held by FC4P.  FC4M serves as the sole general partner of FC4 and serves as the manager of FC4P.  As such, FC4M possesses voting and dispositive power over the shares held by FC4 and FC4P and may be deemed to have indirect beneficial ownership of the shares held by FC4 and FC4P.  FC4M owns no securities of the Issuer directly.  The information with respect to the ownership of the Common Stock by the Reporting Persons filing this Amendment No. 3 to the statement on Schedule 13G is provided as of December 31, 2010.


(3)

This percentage is calculated based upon 24,929,157 shares of the Issuer’s Common Stock outstanding (as of November 4, 2010), as set forth in the Issuer’s most recent filed Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010.








Item 1(a).


Name of Issuer:


EnerNOC, Inc.


Item 1(b).

Address of Issuer’s Principal Executive Offices:


101 Federal Street, Suite 1100

Boston, Massachusetts  02110


Item 2(a).

Name of Person Filing:


Foundation Capital IV, L.P. (“FC4”)

Foundation Capital IV Principals Fund, L.L.C. (“FC4P”)

Foundation Capital Management Co. IV, L.L.C. (“FC4M”)


Item 2(b).

Address of Principal Business Office or, if none, Residence:


c/o Foundation Capital

250 Middlefield Road

Menlo Park, California  94025


Item 2(c).

Citizenship:


FC4

Delaware, United States of America

FC4P

Delaware, United States of America

FC4M

Delaware, United States of America


Item 2(d).

Title of Class of Securities:

Common Stock


Item 2(e).

CUSIP Number:

292764 10 7


Item 3.


Not applicable.







Item 4.      Ownership.  The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this Amendment No. 3 to the statement on Schedule 13G is provided as of December 31, 2010:

Reporting Persons

Shares

Held

Directly

Sole

Voting

Power

Shared

Voting

Power (1)

Sole

Dispositive

Power

Shared

Dispositive

Power (1)

Beneficial Ownership (1)

Percentage of Class (1)(3)

FC4

1,252,815

0

1,269,259

0

1,269,259

1,269,259

5.1%

FC4P

16,444

0

1,269,259

0

1,269,259

1,269,259

5.1%

FC4M (2)

0

0

1,269,259

0

1,269,259

1,269,259

5.1%

(1)

Represents the number of shares of Common Stock currently underlying all Securities held by the Reporting Persons.


(2)

FC4M serves as the sole general partner of FC4 and serves as the manager of FC4P.  As such, FC4M possesses voting and dispositive power over the shares held by FC4 and FC4P and may be deemed to have indirect beneficial ownership of the shares held by FC4 and FC4P.  FC4M owns no securities of the Issuer directly.


(3)

This percentage is calculated based upon 24,929,157 shares of the Issuer’s Common Stock outstanding (as of November 4, 2010), as set forth in the Issuer’s most recent filed Form 10-Q filed with the Securities and Exchange Commission on November 9, 2010.


Item 5.      Ownership of 5 Percent or Less of a Class


If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following  o


Item 6.      Ownership of More than 5 Percent on Behalf of Another Person


Not applicable.


Item 7.      Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.


Not applicable.


Item 8.      Identification and Classification of Members of the Group


Not applicable.


Item 9.      Notice of Dissolution of a Group


Not applicable.


Item 10.      Certification


Not applicable.







SIGNATURES



After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



Date:  February 11, 2011


Foundation Capital Management Co. IV, L.L.C.



By:       /s/ William B. Elmore                          

Member



Foundation Capital IV, L.P.

By:

Foundation Capital Management Co. IV, L.L.C.

its General Partner



By:       /s/ William B. Elmore                          

Member



Foundation Capital IV Principals Fund, L.L.C.

By:

Foundation Capital Management Co. IV, L.L.C.

its Manager



By:       /s/ William B. Elmore                          

Member



Attention:

Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)





AGREEMENT



Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of EnerNOC, Inc.


Date:  February 11, 2011

Foundation Capital Management Co. IV, L.L.C.



By:       /s/ Adam Grosse                                

Member



Foundation Capital IV, L.P.

By:

Foundation Capital Management Co. IV, L.L.C.

its General Partner



By:       /s/ Adam Grosse                                

Member



Foundation Capital IV Principals Fund, L.L.C.

By:

Foundation Capital Management Co. IV, L.L.C.

its Manager



By:       /s/ Adam Grosse                                

Member






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